Algorithms and Lower Bounds in Circuit Complexity

Computational complexity theory aims to understand what problems can be efficiently solved by computation. This thesis studies computational complexity in the model of Boolean circuits. Boolean circuits provide a basic mathematical model for computation and play a central role in complexity theory, with important applications in separations of complexity classes, algorithm design, and pseudorandom constructions. In this thesis, we investigate various types of circuit models such as threshold circuits, Boolean formulas, and their extensions, focusing on obtaining complexity-theoretic lower bounds and algorithmic upper bounds for these circuits. (1) Algorithms and lower bounds for generalized threshold circuits: We extend the study of linear threshold circuits, circuits with gates computing linear threshold functions, to the more powerful model of polynomial threshold circuits where the gates can compute polynomial threshold functions. We obtain hardness and meta-algorithmic results for this circuit model, including strong average-case lower bounds, satisfiability algorithms, and derandomization algorithms for constant-depth polynomial threshold circuits with super-linear wire complexity. (2) Algorithms and lower bounds for enhanced formulas: We investigate the model of Boolean formulas whose leaf gates can compute complex functions. In particular, we study De Morgan formulas whose leaf gates are functions with "low communication complexity". Such gates can capture a broad class of functions including symmetric functions and polynomial threshold functions. We obtain new and improved results in terms of lower bounds and meta-algorithms (satisfiability, derandomization, and learning) for such enhanced formulas. (3) Circuit lower bounds for MCSP: We study circuit lower bounds for the Minimum Circuit Size Problem (MCSP), the fundamental problem of deciding whether a given function (in the form of a truth table) can be computed by small circuits. We get new and improved lower bounds for MCSP that nearly match the best-known lower bounds against several well-studied circuit models such as Boolean formulas and constant-depth circuits

Satisfiability and Derandomization for Small Polynomial Threshold Circuits

A polynomial threshold function (PTF) is defined as the sign of a polynomial p : {0,1}^n ->R. A PTF circuit is a Boolean circuit whose gates are PTFs. We study the problems of exact and (promise) approximate counting for PTF circuits of constant depth. - Satisfiability (#SAT). We give the first zero-error randomized algorithm faster than exhaustive search that counts the number of satisfying assignments of a given constant-depth circuit with a super-linear number of wires whose gates are s-sparse PTFs, for s almost quadratic in the input size of the circuit; here a PTF is called s-sparse if its underlying polynomial has at most s monomials. More specifically, we show that, for any large enough constant c, given a depth-d circuit with (n^{2-1/c})-sparse PTF gates that has at most n^{1+epsilon_d} wires, where epsilon_d depends only on c and d, the number of satisfying assignments of the circuit can be computed in randomized time 2^{n-n^{epsilon_d}} with zero error. This generalizes the result by Chen, Santhanam and Srinivasan (CCC, 2016) who gave a SAT algorithm for constant-depth circuits of super-linear wire complexity with linear threshold function (LTF) gates only. - Quantified derandomization. The quantified derandomization problem, introduced by Goldreich and Wigderson (STOC, 2014), asks to compute the majority value of a given Boolean circuit, under the promise that the minority-value inputs to the circuit are very few. We give a quantified derandomization algorithm for constant-depth PTF circuits with a super-linear number of wires that runs in quasi-polynomial time. More specifically, we show that for any sufficiently large constant c, there is an algorithm that, given a degree-Delta PTF circuit C of depth d with n^{1+1/c^d} wires such that C has at most 2^{n^{1-1/c}} minority-value inputs, runs in quasi-polynomial time exp ((log n)^{O (Delta^2)}) and determines the majority value of C. (We obtain a similar quantified derandomization result for PTF circuits with n^{Delta}-sparse PTF gates.) This extends the recent result of Tell (STOC, 2018) for constant-depth LTF circuits of super-linear wire complexity. - Pseudorandom generators. We show how the classical Nisan-Wigderson (NW) generator (JCSS, 1994) yields a nontrivial pseudorandom generator for PTF circuits (of unrestricted depth) with sub-linearly many gates. As a corollary, we get a PRG for degree-Delta PTFs with the seed length exp (sqrt{Delta * log n})* log^2(1/epsilon)

Algorithms and lower bounds for de Morgan formulas of low-communication leaf gates

The class $FORMULA[s] \circ \mathcal{G}$ consists of Boolean functions computable by size-$s$ de Morgan formulas whose leaves are any Boolean functions from a class $\mathcal{G}$. We give lower bounds and (SAT, Learning, and PRG) algorithms for $FORMULA[n^{1.99}]\circ \mathcal{G}$, for classes $\mathcal{G}$ of functions with low communication complexity. Let $R^{(k)}(\mathcal{G})$ be the maximum $k$-party NOF randomized communication complexity of $\mathcal{G}$. We show: (1) The Generalized Inner Product function $GIP^k_n$ cannot be computed in $FORMULA[s]\circ \mathcal{G}$ on more than $1/2+\varepsilon$ fraction of inputs for $$s = o \! \left ( \frac{n^2}{ \left(k \cdot 4^k \cdot {R}^{(k)}(\mathcal{G}) \cdot \log (n/\varepsilon) \cdot \log(1/\varepsilon) \right)^{2}} \right).$$ As a corollary, we get an average-case lower bound for $GIP^k_n$ against $FORMULA[n^{1.99}]\circ PTF^{k-1}$. (2) There is a PRG of seed length $n/2 + O\left(\sqrt{s} \cdot R^{(2)}(\mathcal{G}) \cdot\log(s/\varepsilon) \cdot \log (1/\varepsilon) \right)$ that $\varepsilon$-fools $FORMULA[s] \circ \mathcal{G}$. For $FORMULA[s] \circ LTF$, we get the better seed length $O\left(n^{1/2}\cdot s^{1/4}\cdot \log(n)\cdot \log(n/\varepsilon)\right)$. This gives the first non-trivial PRG (with seed length $o(n)$) for intersections of $n$ half-spaces in the regime where $\varepsilon \leq 1/n$. (3) There is a randomized $2^{n-t}$-time $\#$SAT algorithm for $FORMULA[s] \circ \mathcal{G}$, where $$t=\Omega\left(\frac{n}{\sqrt{s}\cdot\log^2(s)\cdot R^{(2)}(\mathcal{G})}\right)^{1/2}.$$ In particular, this implies a nontrivial #SAT algorithm for $FORMULA[n^{1.99}]\circ LTF$. (4) The Minimum Circuit Size Problem is not in $FORMULA[n^{1.99}]\circ XOR$. On the algorithmic side, we show that $FORMULA[n^{1.99}] \circ XOR$ can be PAC-learned in time $2^{O(n/\log n)}$

Bounded Relativization

Relativization is one of the most fundamental concepts in complexity theory, which explains the difficulty of resolving major open problems. In this paper, we propose a weaker notion of relativization called bounded relativization. For a complexity class ?, we say that a statement is ?-relativizing if the statement holds relative to every oracle ? ? ?. It is easy to see that every result that relativizes also ?-relativizes for every complexity class ?. On the other hand, we observe that many non-relativizing results, such as IP = PSPACE, are in fact PSPACE-relativizing. First, we use the idea of bounded relativization to obtain new lower bound results, including the following nearly maximum circuit lower bound: for every constant ? > 0, BPE^{MCSP}/2^{?n} ? SIZE[2?/n]. We prove this by PSPACE-relativizing the recent pseudodeterministic pseudorandom generator by Lu, Oliveira, and Santhanam (STOC 2021). Next, we study the limitations of PSPACE-relativizing proof techniques, and show that a seemingly minor improvement over the known results using PSPACE-relativizing techniques would imply a breakthrough separation NP ? L. For example: - Impagliazzo and Wigderson (JCSS 2001) proved that if EXP ? BPP, then BPP admits infinitely-often subexponential-time heuristic derandomization. We show that their result is PSPACE-relativizing, and that improving it to worst-case derandomization using PSPACE-relativizing techniques implies NP ? L. - Oliveira and Santhanam (STOC 2017) recently proved that every dense subset in P admits an infinitely-often subexponential-time pseudodeterministic construction, which we observe is PSPACE-relativizing. Improving this to almost-everywhere (pseudodeterministic) or (infinitely-often) deterministic constructions by PSPACE-relativizing techniques implies NP ? L. - Santhanam (SICOMP 2009) proved that pr-MA does not have fixed polynomial-size circuits. This lower bound can be shown PSPACE-relativizing, and we show that improving it to an almost-everywhere lower bound using PSPACE-relativizing techniques implies NP ? L. In fact, we show that if we can use PSPACE-relativizing techniques to obtain the above-mentioned improvements, then PSPACE ? EXPH. We obtain our barrier results by constructing suitable oracles computable in EXPH relative to which these improvements are impossible

Optimal Coding Theorems in Time-Bounded Kolmogorov Complexity

The classical coding theorem in Kolmogorov complexity states that if an $n$-bit string $x$ is sampled with probability $\delta$ by an algorithm with prefix-free domain then K$(x) \leq \log(1/\delta) + O(1)$. In a recent work, Lu and Oliveira [LO21] established an unconditional time-bounded version of this result, by showing that if $x$ can be efficiently sampled with probability $\delta$ then rKt$(x) = O(\log(1/\delta)) + O(\log n)$, where rKt denotes the randomized analogue of Levin's Kt complexity. Unfortunately, this result is often insufficient when transferring applications of the classical coding theorem to the time-bounded setting, as it achieves a $O(\log(1/\delta))$ bound instead of the information-theoretic optimal $\log(1/\delta)$. We show a coding theorem for rKt with a factor of $2$. As in previous work, our coding theorem is efficient in the sense that it provides a polynomial-time probabilistic algorithm that, when given $x$, the code of the sampler, and $\delta$, it outputs, with probability $\ge 0.99$, a probabilistic representation of $x$ that certifies this rKt complexity bound. Assuming the security of cryptographic pseudorandom generators, we show that no efficient coding theorem can achieve a bound of the form rKt$(x) \leq (2 - o(1)) \cdot \log(1/\delta) +$ poly$(\log n)$. Under a weaker assumption, we exhibit a gap between efficient coding theorems and existential coding theorems with near-optimal parameters. We consider pK$^t$ complexity [GKLO22], a variant of rKt where the randomness is public and the time bound is fixed. We observe the existence of an optimal coding theorem for pK$^t$, and employ this result to establish an unconditional version of a theorem of Antunes and Fortnow [AF09] which characterizes the worst-case running times of languages that are in average polynomial-time over all P-samplable distributions.Comment: Full version of a paper to be presented at ICALP 202

Circuit Lower Bounds for MCSP from Local Pseudorandom Generators

The Minimum Circuit Size Problem (MCSP) asks if a given truth table of a Boolean function f can be computed by a Boolean circuit of size at most theta, for a given parameter theta. We improve several circuit lower bounds for MCSP, using pseudorandom generators (PRGs) that are local; a PRG is called local if its output bit strings, when viewed as the truth table of a Boolean function, can be computed by a Boolean circuit of small size. We get new and improved lower bounds for MCSP that almost match the best-known lower bounds against several circuit models. Specifically, we show that computing MCSP, on functions with a truth table of length N, requires - N^{3-o(1)}-size de Morgan formulas, improving the recent N^{2-o(1)} lower bound by Hirahara and Santhanam (CCC, 2017), - N^{2-o(1)}-size formulas over an arbitrary basis or general branching programs (no non-trivial lower bound was known for MCSP against these models), and - 2^{Omega (N^{1/(d+2.01)})}-size depth-d AC^0 circuits, improving the superpolynomial lower bound by Allender et al. (SICOMP, 2006). The AC^0 lower bound stated above matches the best-known AC^0 lower bound (for PARITY) up to a small additive constant in the depth. Also, for the special case of depth-2 circuits (i.e., CNFs or DNFs), we get an almost optimal lower bound of 2^{N^{1-o(1)}} for MCSP

Algorithms and lower bounds for comparator circuits from shrinkage

Comparator circuits are a natural circuit model for studying bounded fan-out computation whose power sits between nondeterministic branching programs and general circuits. Despite having been studied for nearly three decades, the first superlinear lower bound against comparator circuits was proved only recently by Gál and Robere (ITCS 2020), who established a Ω((n/log n)^{1.5}) lower bound on the size of comparator circuits computing an explicit function of n bits. In this paper, we initiate the study of average-case complexity and circuit analysis algorithms for comparator circuits. Departing from previous approaches, we exploit the technique of shrinkage under random restrictions to obtain a variety of new results for this model. Among them, we show - Average-case Lower Bounds. For every k = k(n) with k ≥ log n, there exists a polynomial-time computable function f_k on n bits such that, for every comparator circuit C with at most n^{1.5}/O(k⋅ √{log n}) gates, we have Pr_{x ∈ {0,1}ⁿ} [C(x) = f_k(x)] ≤ 1/2 + 1/{2^{Ω(k)}}. This average-case lower bound matches the worst-case lower bound of Gál and Robere by letting k = O(log n). - #SAT Algorithms. There is an algorithm that counts the number of satisfying assignments of a given comparator circuit with at most n^{1.5}/O (k⋅ √{log n}) gates, in time 2^{n-k} · poly(n), for any k ≤ n/4. The running time is non-trivial (i.e., 2ⁿ/n^{ω(1)}) when k = ω(log n). - Pseudorandom Generators and MCSP Lower Bounds. There is a pseudorandom generator of seed length s^{2/3+o(1)} that fools comparator circuits with s gates. Also, using this PRG, we obtain an n^{1.5-o(1)} lower bound for MCSP against comparator circuits

An efficient coding theorem via probabilistic representations and its applications

A probabilistic representation of a string x ∈ {0,1}ⁿ is given by the code of a randomized algorithm that outputs x with high probability [Igor C. Oliveira, 2019]. We employ probabilistic representations to establish the first unconditional Coding Theorem in time-bounded Kolmogorov complexity. More precisely, we show that if a distribution ensembl

Polynomial-Time Pseudodeterministic Construction of Primes

A randomized algorithm for a search problem is *pseudodeterministic* if it produces a fixed canonical solution to the search problem with high probability. In their seminal work on the topic, Gat and Goldwasser posed as their main open problem whether prime numbers can be pseudodeterministically constructed in polynomial time. We provide a positive solution to this question in the infinitely-often regime. In more detail, we give an *unconditional* polynomial-time randomized algorithm $B$ such that, for infinitely many values of $n$, $B(1^n)$ outputs a canonical $n$-bit prime $p_n$ with high probability. More generally, we prove that for every dense property $Q$ of strings that can be decided in polynomial time, there is an infinitely-often pseudodeterministic polynomial-time construction of strings satisfying $Q$. This improves upon a subexponential-time construction of Oliveira and Santhanam. Our construction uses several new ideas, including a novel bootstrapping technique for pseudodeterministic constructions, and a quantitative optimization of the uniform hardness-randomness framework of Chen and Tell, using a variant of the Shaltiel--Umans generator